Jonathan W. Whitcraft

WHITCRAFT CAPITAL MANAGEMENT

Mountain View, CA

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CRD#: 719854

Professional summary

Jonathan Wade Whitcraft is a registered financial advisor currently at WHITCRAFT CAPITAL MANAGEMENT located in Mountain View, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Jonathan has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Whitcraft's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 1997 - Present

WHITCRAFT CAPITAL MANAGEMENT

RIA

CRD#: 138372

Mountain View, CA

Past

July 5, 1989 - July 2, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 1, 1980 - June 12, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/16/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/15/1980

General Securities Representative Examination

Current Firm

WHITCRAFT CAPITAL MANAGEMENT

JONATHAN W. WHITCRAFT | WHITCRAFT CAPITAL MANAGEMENT

CRD#: 138372 / SEC#:

California

Registered Investment Advisory firm - (7/25/1997 Approved)

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Contact information

Main Address

Mountain View, CA

Mailing Address

Phone number

(650) 422-9667

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Whitcraft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Whitcraft's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITCRAFT CAPITAL MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/1986

Series 3

Date: 5/16/1990

Series 7

Date: 11/15/1980

Current Firm

WHITCRAFT CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITCRAFT CAPITAL MANAGEMENT

TRUST BUT VERIFY

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