Carter E. Anthony

ANTHONY INVESTMENT MANAGEMENT

Birmingham, AL

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CRD#: 719850

Professional summary

Carter Eugene Anthony, who also goes by Carter E Anthony, is a registered financial advisor currently at ANTHONY INVESTMENT MANAGEMENT, INC. located in Birmingham, Alabama.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carter has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carter E Anthony

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cahaba Safeguard Administrators, LLC, 375 Corporate Parkway, Birmingham, AL 35242-5448. Not investment related. CSA is a government contractor. Member, Oversight Board. Beginning date, 1/01/2020. The board meets for approximately 2 hours per three month calendar quarter. Board members, all business-related, are a sounding board for the company's executive officers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Eugene Anthony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2007 - Present

ANTHONY INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 142931

Birmingham, AL

Past

February 18, 2003 - December 12, 2006

REGIONS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111715

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/4/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ANTHONY INVESTMENT MANAGEMENT, INC.

ANTHONY ASSET MANAGEMENT, INC. | CAHABA GOVERNMENT BUSINESS ADMINISTRATOR | ANTHONY INVESTMENT MANAGEMENT, INC.

CRD#: 142931 / SEC#:

Alabama

Registered Investment Advisory firm - (5/4/2007 Approved)

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Contact information

Main Address

Birmingham, AL

Mailing Address

Phone number

(205) 616-7225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 30,947,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carter E. Anthony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Eugene Anthony's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANTHONY INVESTMENT MANAGEMENT, INC.

REGIONS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

ANTHONY INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANTHONY INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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