Robert Carl Mayes
Professional Summary
Robert Carl Mayes, who also goes by Robert Carl Gilliam, is a registered financial advisor currently at KEEL POINT, LLC located in Huntsville, Alabama and KEEL POINT CAPITAL, LLC located in Huntsville, Alabama. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Carl Gilliam
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Years of Experience
46 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Current Firm
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
Contact Information
Main Address
100 Church Street Suite 500, Huntsville, AL 35801Phone Number
(256) 704-5111# of Employees
92SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,236AUM (Assets Under Management)
$4,073,879,507Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2026 | Cover Page | Report |
| 01/07/2026 | Cover Page | Report |
| 04/30/2025 | Cover Page | Report |
| 01/26/2024 | Cover Page | Report |
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
Primary Firm SEC Registration
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
State Registrations and Notice Filings
(8/14/2003)
(1/15/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1980About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1997SRO Registrations
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Robert Carl Mayes's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
SOUND TRUST WEALTH ADVISORS, LLC
SANCTUARY ADVISORS, LLC
LPL FINANCIAL LLC
