AP
Andy B. Phillips
AMERITAS ADVISORY SERVICES
Flagstaff, AZ 86001
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CRD#: 7197604
AP
Professional summary
Andy B Phillips is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Flagstaff, Arizona and AMERITAS INVESTMENT COMPANY, LLC located in Flagstaff, Arizona.
Andy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Andy has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*BENEFIT AND FINANCIAL STRATEGIES; SAME AS BRANCH; INV REL; PROVIDE INSURANCE PRODUCTS FOR INDIVIDUALS, RETIREMENT PLANS AND GROUP BENEFIT/EMPLOYEE COMP PLANS; AGENT; START DATE=11/2019; HRS/MO=120; TRADING HRS/MO=120; *YOUNG AND ASSOCIATES INC; 121 E MAIN ST, KENT OH 44240; NON-INV REL; PROVIDES CONSULTING AND EDUCATION SERVICES TO COMMUNITY FINANCIAL INSTITUTIONS; CONSULTANT; START DATE=08/2020; HRS/MO=48; TRADING HRS/MO=48; CONDUCT OFFSITE LOAN REVIEWS TO DETERMINE CREDIT QUALITY AND COMPLIANCE WITH LENDING REGULATIONS* Arizona Federal Credit Union; Non/Inv Rel; 13125 N 99th Pl Scottsdale AZ 85260; Arizona Federal Credit Union I will be performing loan underwriting for a member owned credit union that provides standard banking products loans and deposits; Contract Consultant; Start Date= 11/02/2020; Hrs/Mo=10; Trading Hrs/Mo=0; working solely with the Chief Credit Officer assisting with the loan underwriting process * Great Outdoor Photography; non inv rel; same as residence; Photography; Owner; start date=09/2023; hrs/mo=10; trading hrs/mo=0; taking photos; APCONSULTINGNOW LLC; same as residence; non-inv rel; provides commercial loan underwriting services on a contract basis-includes analysis of a company's financial statements, tax returns, collateral, loan structure and repayment capacity based on standard commercial loan underwriting practices and the bank's loan policy procedures; Owner; start date=07/2024; hrs/mo=40; trading hrs/mo=0; review borrower information provided to me by the Bank
CRS (Client Relationship Summary) - RIA
Click below to view Andy B Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 510 N Humphreys St, Flagstaff, AZ 86001RIA
CRD#: 317245
Flagstaff, AZ
Current
August 31, 2020 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 510 N Humphreys St, Flagstaff, AZ 86001BD
CRD#: 14869
Flagstaff, AZ
Past
April 20, 2021 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/17/2020)
IAR
Arizona(11/1/2021)
RR
California(4/27/2023)
RR
Montana(1/6/2023)
RR
Texas(2/2/2021)
IAR
Texas(11/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/29/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
