Steele Dowling
Professional summary
Steele Dowling is a registered financial professional currently at JB DRAX HONORE' INC. located in New York, New York.
Steele is registered as a RR (Registered Representative) and started their career in finance in 2024. Steele has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO, Series 99TO, SIE and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steele Dowling's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2024 - Present
JB DRAX HONORE' INC.
Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2024)
(9/16/2024)
(9/16/2024)
Exams
Series 7TO
Date: 4/6/2024
General Securities Representative ExaminationSeries 99TO
Date: 12/16/2023
Operations Professional ExaminationFINRA
Current Firm
JB DRAX HONORE' INC.
CRD#: 322118 / SEC#: , 8-70950
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JB DRAX HONORE UK LTD. | SOLE SHAREHOLDER | |
| GLASSBERG, JONATHAN WILLIAM | DIRECTOR | 5655925 |
| LEHRKINDER, THOMAS | CHIEF OPERATING OFFICER | 1384951 |
| MCBRIDE, TERENCE GERARD | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | 3169515 |
| OBSBAUM, FREDRIC MICHAEL | FINANCIAL OPERATIONS PRINCIPAL | 1160811 |
| SHEPHERD, BENN | DIRECTOR | 4030489 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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