Daniel F. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Francis Gallagher, who also goes by Dan Gallagher, Daniel Gallagher, Danny Gallagher, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1980. Daniel had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 1993 - August 29, 1995
INVESTMENT NETWORK, INC.
December 4, 1989 - December 22, 1992
OAK BROOK SECURITIES CORP.
September 22, 1988 - December 19, 1989
COZAD INVESTMENT SERVICES, INC.
October 5, 1987 - September 26, 1988
INVEST FINANCIAL CORPORATION
November 26, 1980 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 26, 1980 - October 14, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 1980 - October 20, 1987
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT NETWORK, INC.
CRD#: 7685 / SEC#: , 8-22231
Contact information
Documents
Direct owners and executive officers
Red Flags
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