Thomas C. Dawson
Professional summary
Thomas Charles Dawson, who also goes by Thomas C Dawson, Tom Dawson, is a registered financial advisor currently at MERCURY CAPITAL MANAGEMENT, INC. located in Lee's Summit, Missouri.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Thomas has worked at 9 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Charles Dawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2002 - Present
MERCURY CAPITAL MANAGEMENT, INC.
June 12, 1998 - October 22, 2004
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
March 13, 1996 - June 3, 1998
SUNSET FINANCIAL SERVICES, INC.
May 20, 1994 - March 18, 1996
ENERIC FINANCIAL SERVICES, INC.
November 12, 1993 - May 9, 1994
PRUCO SECURITIES, LLC.
November 11, 1991 - November 3, 1993
1717 CAPITAL MANAGEMENT COMPANY
August 2, 1990 - November 19, 1991
MONARCH SECURITIES, INC.
November 25, 1980 - August 17, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 25, 1980 - August 17, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/6/2002)
(2/14/2002)
Exams
Current Firm
MERCURY CAPITAL MANAGEMENT, INC.
CRD#: 115886 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 14,194,255 |
Red Flags
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