Connie A. Costanzo

ASCEND WEALTH MANAGEMENT

BRUNSWICK, OH

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CRD#: 7196176

Professional summary

Connie Ann Costanzo, who also goes by Connie A Costanzo, is a registered financial advisor currently at ASCEND WEALTH MANAGEMENT located in Brunswick, Ohio.

Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Connie has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connie A Costanzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Connie Costanzo is an independently licensed insurance agent and works from the Investment Adviser's office location. Ms. Costanzo has been licensed since 7/2020. The time spent on this activity may vary throughout the year but involves approximately 2 hours per week during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Ann Costanzo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2025 - Present

ASCEND WEALTH MANAGEMENT

RIA

CRD#: 335269

BRUNSWICK, OH

Past

October 14, 2020 - March 31, 2025

WESTPOINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 310883

BRUNSWICK, OH

Past

May 6, 2020 - June 30, 2020

EDWARD JONES

RIA

CRD#: 250

Brunswick, OH

Past

February 7, 2020 - June 30, 2020

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/7/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/4/2019

Securities Industry Essentials Examination

Current Firm

ASCEND WEALTH MANAGEMENT

ASCEND WEALTH MANAGEMENT | ASCEND WEALTH MANAGEMENT LLC

CRD#: 335269 / SEC#:

Ohio

Registered Investment Advisory firm - (3/5/2025 Approved)

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Contact information

Main Address

Brunswick, OH

Mailing Address

3660 Center Road #108, Brunswick, OH 44212

Phone number

(330) 606-5224

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connie A. Costanzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Ann Costanzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCEND WEALTH MANAGEMENT

WESTPOINT WEALTH MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2020

Series 7TO

Date: 2/7/2020

SIE

Date: 12/4/2019

Current Firm

ASCEND WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

ASCEND WEALTH MANAGEMENT

TRUST BUT VERIFY

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