John L. Grieco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John L Grieco, who also goes by John Louis Grieco, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 10 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 6, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2007 - December 31, 2020
DELAWARE DISTRIBUTORS, L.P.
March 17, 2006 - December 6, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 31, 2000 - December 6, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 20, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
March 22, 2000 - May 8, 2000
FORESIDE FUNDS DISTRIBUTORS LLC
January 4, 1999 - January 26, 1999
FORESIDE FUNDS DISTRIBUTORS LLC
June 23, 1993 - December 31, 1998
FPS BROKER SERVICES, INC.
September 16, 1983 - November 5, 1986
KIDDER, PEABODY & CO. INCORPORATED
November 18, 1981 - August 10, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1980 - November 17, 1981
NESTLERODE & LOY, INC.
August 27, 1980 - December 16, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
August 27, 1980 - December 16, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 1980 - December 16, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/29/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/14/1980
Registered Representative ExaminationCurrent Firm
DELAWARE DISTRIBUTORS, L.P.
CRD#: 14232 / SEC#: , 8-29755
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP") | LIMITED PARTNER OF APPLICANT | |
| IVY DISTRIBUTORS, INC. | LIMITED PARTNER OF APPLICANT | |
| CONNOR, DAVID FORRESTER | DIRECTOR | 4243088 |
| DELAWARE CAPITAL MANAGEMENT, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM") | LIMITED PARTNER OF APPLICANT | |
| DELAWARE DISTRIBUTORS, INC. ("DDI") | GENERAL PARTNER OF APPLICANT | |
| GARVEY, THOMAS F | CHIEF COMPLIANCE OFFICER | 2845051 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | FINOP | 5089370 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | VP/CHIEF FINANCIAL OFFICER | 5089370 |
| HUTCHINSON, MILISSA ANN | PRESIDENT | 5727922 |
| LYTLE, SHAWN KEITH | DIRECTOR | 5816747 |
| SALUS, RICHARD (NO MIDDLE NAME) | DIRECTOR | 2850592 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
