Robert I. Soutas
Professional summary
Robert Ivan Soutas is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1980. Robert has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Ivan Soutas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 1982 - Present
WILSON-DAVIS & CO., INC.
Office #1: 236 South Main, Salt Lake City, UT 84101December 24, 1980 - July 3, 1985
NORTHRIDGE SECURITIES, INC.
November 25, 1980 - March 5, 1984
WESTERN CAPITAL & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/1991)
(3/24/1984)
(8/19/1983)
(8/16/1985)
(1/7/1988)
(8/25/1983)
(1/19/2006)
(8/16/1985)
(8/22/1986)
(8/19/1985)
(5/23/1983)
(1/6/1988)
(8/28/1983)
Exams
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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Company Information
WILSON-DAVIS & CO., INC.
CRD#: 3777Salt Lake City, UT 84101TRUST BUT VERIFY
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