Eric Carl Joseph Swanson
Professional Summary
Eric Carl Joseph Swanson is a registered financial advisor currently at BPS CAPITAL MANAGEMENT, INC. located in Bloomington, Minnesota. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Eric has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BPS ASSOCIATES INC. | BPS CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
7900 International Drive Suite 1050, Bloomington, MN 55425Phone Number
(952) 893-0177# of Employees
5SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
67AUM (Assets Under Management)
$3,104,631,016Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BPS ASSOCIATES INC. | BPS CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Carl Joseph Swanson's CRS (Customer Relationship Summary).
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