Mark E. Lux

PARKWOODS WEALTH PARTNERS

CARMEL, IN 46032

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CRD#: 719578

Professional summary

Mark Edward Lux, who also goes by Ed Lux, is a registered financial advisor currently at PARKWOODS WEALTH PARTNERS, LLC located in Carmel, Indiana.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Mark has worked at 10 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Lux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARK E. LUX INSURANCE INC. 12506 PORTAGE WAY, FISHERS, IN 46037. NON-INVESTMENT RELATED. 40 HOURS PER MONTH, ALL OCCURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Lux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

PARKWOODS WEALTH PARTNERS, LLC

Office #1: 11495 North Pennsylvania Street Suite 235, Carmel, IN 46032

RIA

CRD#: 331565

CARMEL, IN

Past

October 15, 2015 - December 10, 2025

SHORELINE WEALTH ADVISORS

RIA

CRD#: 121764

NEW CASTLE, IN

Past

December 23, 2011 - December 4, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 159851

MERIDIAN, ID

Past

December 19, 2005 - December 4, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 137965

COLUMBUS, OH

Past

April 14, 2005 - September 7, 2005

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

FISHERS, IN

Past

January 6, 2004 - September 7, 2005

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

July 20, 1999 - December 31, 2003

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

May 9, 1989 - November 25, 1989

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

June 10, 1985 - April 17, 1989

SANCTUARY SECURITIES, INC.

CRD#: 205

Past

April 10, 1984 - December 23, 1985

NEW ENGLAND SECURITIES

CRD#: 615

Past

November 25, 1980 - March 10, 1984

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/19/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 10/12/1982

Direct Participation Programs Representative Examination

Current Firm

PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

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Contact information

Main Address

222 South Central Avenue Suite 550, Clayton, MO 63105

Mailing Address

Phone number

(877) 278-2716

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKWOODS WEALTH PARTNERS, LLC FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	745
AUM (Assets Under Management)	$ 408,594,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Lux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Lux's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHORELINE WEALTH ADVISORS

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

WATERSTONE FINANCIAL GROUP, INC.

WALNUT STREET SECURITIES, INC.

SANCTUARY SECURITIES, INC.

NEW ENGLAND SECURITIES

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

PARKWOODS WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2005

Series 63

Date: 7/7/1999

Series 6

Date: 7/19/1999

Series 22

Date: 10/12/1982

Current Firm

PARKWOODS WEALTH PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKWOODS WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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