Timothy J. Hamano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Hamano was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1980. Timothy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - July 16, 2021
HAMANO & ASSOCIATES
December 30, 1999 - September 17, 2021
LPL FINANCIAL LLC
December 7, 1999 - September 17, 2021
LPL FINANCIAL LLC
November 20, 1991 - December 31, 1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY
November 25, 1980 - December 15, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 25, 1980 - December 15, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMANO & ASSOCIATES
CRD#: 135847 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
