SS
Samuel J. Skreen
NEWBORE WEALTH MANAGEMENT
Gladstone, OR 97027
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CRD#: 7195582
SS
Samuel Jeffrey SkreenNEWBORE WEALTH MANAGEMENT
Professional summary
Samuel Jeffrey Skreen is a registered financial advisor currently at NEWBORE WEALTH MANAGEMENT, INC. located in Gladstone, Oregon and LPL FINANCIAL LLC located in Gladstone, Oregon.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/13/2020 - Bacon Newbore Financial Consultants, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/29/2021 -Newbore Wealth Management Inc - DBA: (Hybrid) CCCU Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/16/2020 - 32 Hours Per Month During Securities Trading - I provide investment advisory services through Newbore Wealth Management Inc, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/7/2021 - CCCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2021 - 60 Hours Per Month During Securities Trading. 4. 5/19/2021 - Newbore Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2020 - 100 Hours Per Month During Securities Trading. 5. 09/26/2022 - Beacon Property Group LLC - Investment Related - Milwaukie OR 97267 - Real Estate Rental - Owner - Start Date - 03/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Jeffrey Skreen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2022 - Present
NEWBORE WEALTH MANAGEMENT, INC.
Office #1: 15 82nd Drive Suite 220, Gladstone, OR 97027RIA
CRD#: 306441
Gladstone, OR
Current
February 10, 2020 - Present
LPL FINANCIAL LLC
Office #1: 15 82nd Dr. #220, Gladstone, OR 97027Office #2: 2021 Ne Sandy Bvld, Portland, OR 97232RIA
BD
CRD#: 6413
GLADSTONE, OR
Past
June 5, 2020 - December 31, 2021
NEWBORE WEALTH MANAGEMENT, INC.
RIA
CRD#: 306441
GLADSTONE, OR
Past
March 13, 2020 - October 29, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEWBORE WEALTH MANAGEMENT, INC.
CCCU WEALTH MANAGEMENT | NEWBORE WEALTH MANAGEMENT, INC.
CRD#: 306441 / SEC#: 801-121039
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (6/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2025)
RR
Oregon(3/5/2020)
IAR
Oregon(5/3/2022)
RR
Washington(7/1/2020)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 2/8/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NEWBORE WEALTH MANAGEMENT, INC.
CCCU WEALTH MANAGEMENT | NEWBORE WEALTH MANAGEMENT, INC.
CRD#: 306441 / SEC#: 801-121039
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (6/10/2021 Terminated)Loading...
Contact information
Main Address
15 82nd Drive Suite 220, Gladstone, OR 97027
Mailing Address
Phone number
(503) 657-3143
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 863 |
| AUM (Assets Under Management) | $ 200,025,054 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
