David Jackson

COLARION

Greenville, SC 29601

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CRD#: 7195542

Professional summary

David Jackson III, CFP®, who also goes by David Jackson, is a registered financial advisor currently at COLARION located in Greenville, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

jhh wealth, llc Wealth Management Advisor/PARTNER Greenville, SC 40 HOURS/WEEK MINT FINANCIAL SECTOR FUND PRIVATE FUND PARTNER ALABAMA HOURS AS NEEDED MAINTAINS A LICENSE TO SELL LIFE INSURANCE PRODUCTS PARTICIPATES AS NEEDED TO ACCOMMODATE CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jackson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 31, 2024 - Present

COLARION

Office #1: 330 E. Coffee Street Suite 4011, Greenville, SC 29601

RIA

CRD#: 284588

Greenville, SC

Past

February 11, 2020 - December 31, 2023

JHH WEALTH, LLC

RIA

CRD#: 153924

GREENVILLE, SC

Past

November 14, 2019 - September 24, 2024

ALLEN C. EWING & CO.

CRD#: 26102

Greenville, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLARION

CRD#: 284588 / SEC#: 801-129369

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

Alabama

Registered Investment Advisory firm - (5/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/18/2024)

IAR

North Carolina
(1/31/2024)

IAR

South Carolina
(1/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/14/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/9/2019

Securities Industry Essentials Examination

Current Firm

COLARION

CRD#: 284588 / SEC#: 801-129369

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

Alabama

Registered Investment Advisory firm - (5/16/2024 Terminated)

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Contact information

Main Address

50 Richard Arrington Ave N., Birmingham, AL 35203

Mailing Address

1116 20th St S 111, Birmingham, AL 35203

Phone number

(205) 410-9443

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLARION ADV PART 2 (11/13/2025)

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 167,904,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jackson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLARION

JHH WEALTH, LLC

ALLEN C. EWING & CO.

Primary Firm SEC Registration

COLARION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2020

Series 7TO

Date: 11/14/2019

SIE

Date: 9/9/2019

Current Firm

COLARION

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLARION

TRUST BUT VERIFY

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