John W. Lauer
Professional summary
John William Lauer JR, CFP®, who also goes by John William Lauer, is a registered financial advisor currently at JWL & ASSOCIATES, INC. located in Hot Springs Village, Arkansas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 4 firms and has passed the Series 63, Series 7, Series 12, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John William Lauer JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
October 19, 2021 - Present
JWL & ASSOCIATES, INC.
December 2, 2013 - June 21, 2021
HOT SPRINGS ASSET MANAGEMENT, INC.
August 13, 2003 - May 17, 2004
AVANTAX INVESTMENT SERVICES, INC.
May 25, 1989 - December 17, 2001
CHARLES SCHWAB & CO., INC.
November 25, 1980 - July 16, 1987
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2021)
Exams
Series 12
Date: 10/15/1983
NYSE Branch Manager ExaminationCurrent Firm
JWL & ASSOCIATES, INC.
CRD#: 314576 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,200,000 |
Red Flags
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