David K. Pedersen

HERMOSA ADVISORS

Hermosa Beach, CA

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CRD#: 7195240

Professional summary

David King Pedersen, who also goes by Dave Pedersen, David K. Pedersen, is a registered financial advisor currently at HERMOSA ADVISORS located in Hermosa Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Pedersen | David K. Pedersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2016-Present: University of California, Los Angeles Extension/Not Investment Related/Los Angeles, CA/Post Secondary Education/Part-Time, Adjunct Instructor/Involves five percent time after traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David King Pedersen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

HERMOSA ADVISORS

RIA

CRD#: 306330

Hermosa Beach, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2020)

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2019

Uniform Investment Adviser Law Examination

Current Firm

HERMOSA ADVISORS

HERMOSA ADVISORS | HERMOSA ADVISORS LLC

CRD#: 306330 / SEC#:

California

Registered Investment Advisory firm - (1/2/2020 Approved)

Texas

Registered Investment Advisory firm - (4/3/2023 Conditional Restricted)

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Contact information

Main Address

Hermosa Beach, CA

Mailing Address

565 Pier Avenue #685, Hermosa Beach, CA 90254-8240

Phone number

(310) 683-8553

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David K. Pedersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David King Pedersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERMOSA ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2019

Current Firm

HERMOSA ADVISORS

Contact information

Documents

Red Flags

Company Information

HERMOSA ADVISORS

TRUST BUT VERIFY

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