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YZ

Yao Zhang

REMSENBURG SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7195132
YZ
Yao ZhangREMSENBURG SECURITIES

Professional summary

Yao Zhang is a registered financial professional currently at REMSENBURG SECURITIES, LLC located in New York, New York.

Yao is registered as a RR (Registered Representative) and started their career in finance in 2020. Yao has worked at 4 firms and has passed the Series 66, Series 99TO, Series 57TO, Series 79TO, Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fingoal Consulting LLC, non-investment related, Long Island City, NY, Partner, Started in November 2022, 4 hours a month, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yao Zhang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2026 - Present

REMSENBURG SECURITIES, LLC

Office #1: 42 Broadway Suite 2050, New York, NY 10004
BD
CRD#: 322870
NEW YORK, NY
Past

April 22, 2024 - October 31, 2024

PACIFIC CENTURY SECURITIES, LLC

BD
CRD#: 131607
Queens, NY
Past

March 11, 2024 - November 19, 2024

GRF CAPITAL INVESTORS, INC.

BD
CRD#: 24971
TULSA, OK
Past

February 24, 2023 - April 22, 2025

SAVVY ASSET MANAGEMENT LLC

RIA
CRD#: 321018
UPPER SADDLE RIVER, NJ
Past

September 28, 2020 - January 12, 2024

PACIFIC CENTURY SECURITIES, LLC

BD
CRD#: 131607
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/11/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/23/2021
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/9/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/27/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

RS
REMSENBURG SECURITIES, LLC
REMSENBURG CAPITAL, LLC | REMSENBURG SECURITIES, LLC

CRD#: 322870 / SEC#: , 8-70964

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
42 Broadway Suite 2050, New York, NY 10004
Mailing Address
5 Godfrey Lane Bx 52, Remsenburg, NY 11960
Phone number
(917) 842-1056
Established
New York since 07/01/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HONG KONG HANXIN HOLDINGS LIMITEDOWNER
DELIMA, NICOLEGSP SUPERVISORY PRINCIPAL7332882
EBERT, PAUL FRANCISFINOP1121231
LANDANO, VINCENT RALPHPRESIDENT & CHIEF COMPLIANCE OFFICER1113603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REMSENBURG SECURITIES, LLC

CRD#: 322870New York, NY 10004

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