DP
David Padgett
FARNSLEY ADVISORS
Louisville, KY 40207
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CRD#: 7195108
DP
Professional summary
David Padgett is a registered financial advisor currently at FARNSLEY ADVISORS located in Louisville, Kentucky.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ESPN; Investment related - No; Bristol, Connecticut; College basketball broadcasting - in game analyst; Part time employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 4; After business hours: 4; Labor/Service *415759 - St. Matthews Little League - Board of Directors; Investment related No; Louisville, KY; Little League Baseball; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 0; After business hours: 1; Administrative, Labor/Service *460188-North Oldham High School; Investment related -No; Goshen, Kentucky; Assistant coach - boys varisty basketball; Part Time Employee - Assistant basketball coach (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 25; basketball coaching ESPN - college basketball analyst; Investment related: No; 201 W. Morehead St. Ste. 200 Charlotte NC 28202 USA; college basketball analyst; 2019-01-01; Hours per month devoted to business during trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 20; Hours per month devoted to business outside trading hours: 8; analyst for men's college basketball games.
CRS (Client Relationship Summary) - RIA
Click below to view David Padgett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2023 - Present
FARNSLEY ADVISORS
Office #1: 4360 Brownsboro Rd Suite 104, Louisville, KY 40207RIA
CRD#: 288491
Louisville, KY
Past
February 11, 2020 - September 8, 2023
MORGAN STANLEY
RIA
CRD#: 149777
Louisville, KY
Past
January 30, 2020 - September 8, 2023
MORGAN STANLEY
BD
CRD#: 149777
Louisville, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/5/2023)
IAR
Ohio(12/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FA
FARNSLEY ADVISORS
BAHE FARNSLEY ADVISORS | FARNSLEY ADVISORS | C. FARNSLEY, LLC | BAHE FARNSLEY, LLC
CRD#: 288491 / SEC#:
Indiana
Registered Investment Advisory firm - (10/5/2021 Approved)Kentucky
Registered Investment Advisory firm - (8/17/2017 Approved)Louisiana
Registered Investment Advisory firm - (5/1/2023 Approved)Ohio
Registered Investment Advisory firm - (3/6/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4360 Brownsboro Rd Suite 104, Louisville, KY 40207
Mailing Address
Phone number
(502) 627-0918
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 519 |
| AUM (Assets Under Management) | $ 80,252,698 |
Red Flags
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Company Information
FARNSLEY ADVISORS
CRD#: 288491Louisville, KY 40207TRUST BUT VERIFY
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