Sean Duncan
Professional summary
Sean Duncan, who also goes by Sean Richard Duncan, Sean R Duncan, is a registered financial advisor currently at DUNCAN FINANCIAL MANAGEMENT, INC. located in Sunset Hills, Missouri.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2023 - Present
DUNCAN FINANCIAL MANAGEMENT, INC.
Office #1: 10820 Sunset Office Drive Suite 210, Sunset Hills, MO 63127October 25, 2021 - December 2, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2020 - April 14, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/13/2023)
(9/6/2023)
(5/17/2023)
Exams
Series 7TO
Date: 5/22/2020
General Securities Representative ExaminationCurrent Firm
DUNCAN FINANCIAL MANAGEMENT, INC.
CRD#: 150849 / SEC#: 801-70390
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 10,349,246 |
Red Flags
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