JB
John N. Boyle
STIFEL INDEPENDENT ADVISORS
Landrum, SC 29356
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CRD#: 719492
JB
Professional summary
John Neville Boyle III, who also goes by John Neville Boyle, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Landrum, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Neville Boyle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental Property; 910 E Rutherford St, Landrum, SC 29356; Office Building; Office space rented to Freehold Wealth Management; Manage Property; 01/01/2015; 1 Hour per Day; Not During Securities Trading Hours; Investment-Related. 2. Rental Property; 325 Fairview Farms Rd, Campobello, SC 29322; Rental; Owner; Manage property and house; 01/01/1997; 1 Hour per Day; Not During Securities Trading Hours; Investment-Related. 3. U.S. Equestrian Federation; 4001 Wing Commander Way, Lexington, KY 40511; National governing body for equestrian sports; Independent Contractor; R-1 Steward; 01/01/2001; 10 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 4. Rental Property; 2784 Pea Ridge Rd, Mill Spring, NC 28756; Rental Property; Owner; Manage Property; 01/01/2016; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 5. Free Hold Financial Group LLC; 910 E Rutherford St, Landrum, SC 29356; Financial Advisors; Member, partner; Manager; 3 Hours per Day; Not During Securities Trading Hours; Investment-Related. 6. Notary Public for state of South Carolina; 910 E Rutherford St Landrum SC 29356; registered notary; 01/01/1998; 1 hr/quarter; During security trading hours; Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view John Neville Boyle III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Neville Boyle III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2021 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 910 E. Rutherford Street, Landrum, SC 29356RIA
BD
CRD#: 28218
Landrum, SC
Current
November 8, 2021 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 910 E. Rutherford Street, Landrum, SC 29356RIA
BD
CRD#: 28218
Landrum, SC
Past
February 15, 2013 - November 10, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LANDRUM, SC
Past
February 15, 2013 - November 10, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LANDRUM, SC
Past
November 15, 2004 - February 27, 2013
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
LANDRUM, SC
Past
September 26, 1986 - February 27, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
LANDRUM, SC
Past
April 29, 1985 - September 22, 1986
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
November 21, 1980 - January 30, 1985
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/8/2021)
RR
Florida(11/8/2021)
IAR
Florida(11/9/2021)
RR
Georgia(11/8/2021)
RR
Illinois(11/8/2021)
RR
Kentucky(11/8/2021)
RR
Michigan(12/16/2024)
RR
New Jersey(11/8/2021)
RR
North Carolina(11/8/2021)
RR
South Carolina(11/8/2021)
IAR
South Carolina(11/8/2021)
RR
Virginia(11/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
CRD#: 28218Landrum, SC 29356TRUST BUT VERIFY
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