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SF

Scott Ford

FORD INVESTMENT & RETIREMENT MANAGEMENT LLC
York, PA
Some features on this profile are disabled
CRD#: 7194859
SF

Professional summary

Scott Ford, who also goes by Scott Allen Ford, is a registered financial advisor currently at FORD INVESTMENT & RETIREMENT MANAGEMENT LLC located in York, Pennsylvania.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott Allen Ford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Graham Packaging Company; Not investment related; York, PA; Engineer; 07/2019; 160/hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2021 - Present

FORD INVESTMENT & RETIREMENT MANAGEMENT LLC

RIA
CRD#: 315920
York, PA
Past

February 3, 2020 - April 29, 2021

PFS INVESTMENTS INC.

BD
CRD#: 10111
CHAMBERSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(9/22/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/1/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/26/2019
Securities Industry Essentials Examination

Current Firm

FI
FORD INVESTMENT & RETIREMENT MANAGEMENT LLC
FORD INVESTMENT & RETIREMENT MANAGEMENT LLC

CRD#: 315920 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (9/22/2021 Approved)
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Contact information

Main Address
York, PA
Mailing Address
Phone number
(717) 515-0412
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 568,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORD INVESTMENT & RETIREMENT MANAGEMENT LLC

CRD#: 315920York, PA

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