SU
Samuel D. Udall
KESTRA ADVISORY SERVICES
Mesa, AZ
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CRD#: 7194608
SU
Samuel David UdallKESTRA ADVISORY SERVICES
Professional summary
Samuel David Udall, who also goes by Sam David Udall, Samuel Udall, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mesa, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Mesa, Arizona.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Samuel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
Sam David Udall | Samuel Udall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: CLEVELAND ENTERPRISES NORTH AMERICA LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None - passive Name: HOOSIERS LLC POSITION: Member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: Assist and Write Insurance Business along side with Trace Udall Name: RENOVATE LLC POSITION: Member NATURE: General Contracting INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None, added to the LLC as an estate planning need. Name: BILTMORE TRAVEL LLC POSITION: Member NATURE: Travel Agency INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None, added to the LLC as an estate planning need. Name: TSAF LLC POSITION: Member NATURE: Merchandise INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None. Added to the LLC for estate planning needs. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/16/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: UDALL FINANCIAL LLC POSITION: Member NATURE: Consulting INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/15/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: Assist and Manage Clients investment and consulting needs.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel David Udall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Mesa, AZ
Current
August 7, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Mesa, AZ
Past
January 7, 2025 - August 7, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Mesa, AZ
Past
May 20, 2024 - August 7, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Mesa, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2025)
IAR
Arizona(8/7/2025)
RR
California(10/9/2025)
RR
Colorado(1/12/2026)
RR
Hawaii(8/19/2025)
RR
Illinois(8/19/2025)
RR
Michigan(8/19/2025)
RR
Missouri(8/28/2025)
RR
New Mexico(8/19/2025)
RR
South Dakota(8/19/2025)
RR
Texas(8/19/2025)
IAR
Texas(8/19/2025)
RR
Utah(8/19/2025)
RR
Washington(8/19/2025)
RR
Wyoming(8/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
