Christopher J. Rose

APTUS FINANCIAL

San Rafael, CA

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CRD#: 7194483

Professional summary

Christopher James Rose, CFP®, who also goes by Cj Rose, Christopher J Rose, is a registered financial advisor currently at APTUS FINANCIAL, LLC located in San Rafael, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cj Rose | Christopher J Rose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 22, 2024 - Present

APTUS FINANCIAL, LLC

RIA

CRD#: 280033

San Rafael, CA

Past

February 7, 2023 - March 25, 2024

WAYPOINT WEALTH PARTNERS

RIA

CRD#: 131155

MILL VALLEY, CA

Past

January 2, 2020 - December 23, 2020

CJR FINANCIAL

RIA

CRD#: 306324

SAN RAFAEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APTUS FINANCIAL, LLC

CRD#: 280033 / SEC#: 801-120751

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Arkansas

Registered Investment Advisory firm - (5/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/22/2024)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2019

Uniform Investment Adviser Law Examination

Current Firm

APTUS FINANCIAL, LLC

CRD#: 280033 / SEC#: 801-120751

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Arkansas

Registered Investment Advisory firm - (5/3/2021 Terminated)

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Contact information

Main Address

Little Rock, AR

Mailing Address

Po Box 251510, Little Rock, AR 72225

Phone number

(501) 907-1993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APTUS FINANCIAL BROCHURE (10/2/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

APTUS FINANCIAL, LLC

WAYPOINT WEALTH PARTNERS

CJR FINANCIAL

Primary Firm SEC Registration

APTUS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2019

Current Firm

APTUS FINANCIAL, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

APTUS FINANCIAL, LLC

TRUST BUT VERIFY

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