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Frank Homer Garrison

CRD# 719418·Registered 1981 - 2001
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Homer Garrison was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1981 - 2001. Frank had worked at 14 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

FIRST ATLANTA SECURITIES, LLC·CRD# 18200
BD
Destin, FL
August 9, 2001 - December 20, 2001
DREYFUS BROKERAGE SERVICES, INC.·CRD# 7289
BD
Los Angeles, CA
April 27, 1998 - August 25, 1999
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
December 24, 1997 - February 17, 1998
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
June 12, 1996 - November 4, 1997
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Boston, MA
May 26, 1994 - August 12, 1994
CALIFORNIA ONE INVESTMENTS·CRD# 27037
BD
June 1, 1993 - June 28, 1994
MEYERS SECURITIES CORPORATION·CRD# 7183
BD
Rochester, NY
December 18, 1992 - January 7, 1993
REYNOLDS KENDRICK STRATTON, INC.·CRD# 10414
BD
May 30, 1989 - January 21, 1992
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
January 4, 1989 - March 22, 1989
AMERIMUTUAL CORPORATION·CRD# 15573
BD
October 4, 1988 - November 15, 1988
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
March 17, 1988 - August 31, 1988
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
September 18, 1987 - November 24, 1987
JMC INVESTMENT SERVICES, INC.·CRD# 14376
BD
December 4, 1986 - June 25, 1987
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
March 27, 1986 - October 14, 1986
ROSE & COMPANY INVESTMENT BROKERS, INC.·CRD# 6132
BD
April 6, 1981 - April 1, 1986

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Current Firm

FA
FIRST ATLANTA SECURITIES, LLC

FIRST ATLANTA SECURITIES CORPORATION | FIRST ATLANTA SECURITIES, LLC

CRD#: 18200 / SEC#: 8-36248
BD
Terminated by SEC on 03/04/2002

Contact Information

Established

Georgia since 05/19/1997

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL EQUITY CORPORATIONOWNER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1980About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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FG
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