Frank H. Garrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Homer Garrison was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1981. Frank had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2001 - December 20, 2001
FIRST ATLANTA SECURITIES, LLC
April 27, 1998 - August 25, 1999
DREYFUS BROKERAGE SERVICES, INC.
December 24, 1997 - February 17, 1998
JOSEPH CHARLES & ASSOC., INC.
June 12, 1996 - November 4, 1997
BARRON CHASE SECURITIES, INC.
May 26, 1994 - August 12, 1994
ASSOCIATED SECURITIES CORP.
June 1, 1993 - June 28, 1994
CALIFORNIA ONE INVESTMENTS
December 18, 1992 - January 7, 1993
MEYERS SECURITIES CORPORATION
May 30, 1989 - January 21, 1992
REYNOLDS KENDRICK STRATTON, INC.
January 4, 1989 - March 22, 1989
MORGAN GLADSTONE & CO. INC.
October 4, 1988 - November 15, 1988
AMERIMUTUAL CORPORATION
March 17, 1988 - August 31, 1988
F.D. ROBERTS SECURITIES, INC.
September 18, 1987 - November 24, 1987
BA INVESTMENT SERVICES, INC.
December 4, 1986 - June 25, 1987
JMC INVESTMENT SERVICES, INC.
March 27, 1986 - October 14, 1986
ASSOCIATED SECURITIES CORP.
April 6, 1981 - April 1, 1986
ROSE & COMPANY INVESTMENT BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ATLANTA SECURITIES, LLC
CRD#: 18200 / SEC#: , 8-36248
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
