JOHN R. MOULTON

CRD#: 719410

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

JOHN RANDOLPH MOULTON, CFA, CFP® was a registered financial professional .

JOHN is a previously registered financial professional and started their career in finance in 1996. JOHN had worked at 1 firm .

Biography

John R. Moulton Jr., President of Duncker Streett, started in the investment business in 1980 and served as an investment advisor/portfolio manager with Shearson Lehman Brothers, Sterling Capital and Fiduciary Asset Management until he joined Duncker Streett & Co in May 1996. John attended St. Lawrence University and graduated from the University of Oregon (B.S., 1978). Later, he pursued graduate business studies at the University of Oregon and St. Louis University. John is a Chartered Financial Analyst® (CFA®) and a CERTIFIED FINANCIAL PLANNER™ (CFP®). In his free time, John enjoys playing tennis and spending time with family.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Experience

Past

August 16, 1996 - April 8, 2025

DUNCKER STREETT & CO.

RIA

CRD#: 110828

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCKER STREETT & CO.

CRD#: 110828 / SEC#: 801-58224

RIA

Registered Investment Advisory firm - (12/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

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Exams

Current Firm

DUNCKER STREETT & CO.

CRD#: 110828 / SEC#: 801-58224

RIA

Registered Investment Advisory firm - (12/14/2000 Approved)

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Contact information

Main Address

8000 Maryland Suite 1100, St. Louis, MO 63105

Mailing Address

Phone number

(314) 726-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DSC ADV 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 665,007,476

Red Flags

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Contact information

xxxxx@xxxx.xxx

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JOHN R. MOULTON

Professional summary

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DUNCKER STREETT & CO.

Primary Firm SEC Registration

DUNCKER STREETT & CO.

State Registrations and Notice Filings

Exams

Current Firm

DUNCKER STREETT & CO.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCKER STREETT & CO.

TRUST BUT VERIFY

Contact information

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