Phellipe Santos

THREE BELL CAPITAL

San Francisco, CA

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CRD#: 7193991

Professional summary

Phellipe Santos is a registered financial advisor currently at THREE BELL CAPITAL LLC located in San Francisco, California.

Phellipe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Phellipe has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phellipe Santos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2026 - Present

THREE BELL CAPITAL LLC

RIA

CRD#: 159736

San Francisco, CA

Past

March 8, 2024 - May 6, 2024

GRANT PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 292917

PLEASANTON, CA

Past

July 13, 2020 - July 25, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SAN FRANCISCO, CA

Past

February 3, 2020 - July 25, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE BELL CAPITAL LLC

CRD#: 159736 / SEC#: 801-79156

RIA

Registered Investment Advisory firm - (2/18/2014 Approved)

California

Registered Investment Advisory firm - (8/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/30/2019

Securities Industry Essentials Examination

Current Firm

THREE BELL CAPITAL LLC

CRD#: 159736 / SEC#: 801-79156

RIA

Registered Investment Advisory firm - (2/18/2014 Approved)

California

Registered Investment Advisory firm - (8/2/2014 Terminated)

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Contact information

Main Address

1925 Cedar Springs Road Suite 102, Dallas, TX 75201

Mailing Address

Phone number

(650) 843-9836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TBC FORM ADV, PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 3,802,284,800

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phellipe Santos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phellipe Santos's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREE BELL CAPITAL LLC

GRANT PRIVATE WEALTH MANAGEMENT

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

THREE BELL CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2020

Series 63

Date: 3/6/2020

Series 7TO

Date: 2/3/2020

SIE

Date: 11/30/2019

Current Firm

THREE BELL CAPITAL LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THREE BELL CAPITAL LLC

TRUST BUT VERIFY

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