Denise Timmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Timmons, who also goes by Denise Jane Dansro, Denise Jayne Dansro, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1980. Denise had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1994 - September 4, 2014
NATIONAL FINANCIAL SERVICES LLC
December 2, 1992 - November 25, 1994
FIDELITY BROKERAGE SERVICES LLC
October 23, 1990 - November 24, 1992
NATIONAL FINANCIAL SERVICES LLC
April 28, 1988 - November 20, 1989
ADVEST, INC.
November 6, 1986 - February 23, 1988
KAVANAUGH SECURITIES, INC.
January 9, 1985 - February 20, 1986
WINTHROP SECURITIES CO., INC.
February 24, 1984 - January 16, 1985
BROWNCO, LLC
December 31, 1981 - April 11, 1984
FIDELITY BROKERAGE SERVICES LLC
November 24, 1980 - January 11, 1982
BARRY MURPHY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
