Mallikarjun Reddy Sama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mallikarjun Reddy Sama was a registered financial professional .
Mallikarjun Reddy is a previously registered financial professional and started their career in finance in 2020. Mallikarjun Reddy had worked at 6 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2022 - April 18, 2023
GREEN PIER FINTECH LLC
September 1, 2021 - April 18, 2023
NATIONAL FINANCIAL SERVICES LLC
September 1, 2021 - April 18, 2023
FIDELITY PRIME FINANCING
September 1, 2021 - April 18, 2023
DIGITAL BROKERAGE SERVICES LLC
September 1, 2021 - April 24, 2023
FIDELITY DISTRIBUTORS COMPANY LLC
November 17, 2020 - March 30, 2023
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/17/2020
General Securities Representative ExaminationCurrent Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
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