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Alec Rolle

CRD# 7193473·Registered 2020 - 2022
Previously Registered: Being a previously registered professional could mean that Alec is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alec Rolle, who also goes by Alec Ferron Rolle, was a registered financial advisor. Alec was a previously registered financial professional and started their career in finance 2020 - 2022. Alec had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alec Ferron Rolle

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

BENIGRO, LLC·CRD# 283145
RIA
Bolton, MA
May 13, 2021 - February 4, 2022
OSAIC SERVICES, INC.·CRD# 133763
RIA
Westborough, MA
July 7, 2020 - May 7, 2021
OSAIC SERVICES, INC.·CRD# 133763
BD
Westborough, MA
March 6, 2020 - May 7, 2021

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Current Firm

BL
BENIGRO, LLC

BENIGRO, LLC

CRD#: 283145

Contact Information

Main Address

Bolton, MA

Phone Number

(617) 872-6449

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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