Jingxue Guo
Professional summary
Jingxue Guo, who also goes by Wendy Guo, is a registered financial professional currently at HUATAI SECURITIES (USA), INC. located in New York, New York.
Jingxue is registered as a RR (Registered Representative) and started their career in finance in 2020. Jingxue has worked at 1 firm and has passed the Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jingxue Guo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2020 - Present
HUATAI SECURITIES (USA), INC.
Office #1: 280 Park Ave 21 Floor East, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/27/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/15/2020
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HUATAI SECURITIES (USA), INC.
CRD#: 298809 / SEC#: , 8-70231
Contact information
FINRA licenses (19 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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