Theodore J. Thatcher

BRIGHT LAKE WEALTH MANAGEMENT

Medford, OR 97504

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CRD#: 7193260

Professional summary

Theodore John Thatcher Jr., who also goes by Theodore John Thatcher, is a registered financial advisor currently at BRIGHT LAKE WEALTH MANAGEMENT, LLC located in Medford, Oregon.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Theodore has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theodore John Thatcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Pine Brook Financial; YES INVESTMENT RELATED; 1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) Pine Brook Financial & Insurance Services; YES INVESTMENT RELATED;1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.)AFEA (AMERICAN FINANCIAL EDUCATION ALLIANCE); YES INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE, SUITE 280, CHARLOTTE, NC 28211; FINANCIAL EDUCATION; CHAPTER PRESIDENT - REDDING, CA & MEDFORD, OR; START DATE: 09/15/2021; APPROX 10 HR/MONTH; APPROX 4 HR/MONTH DURING TRADING; INSTRUCT EDUCATIONAL WORKSHOPS, PROVIDING FINANCIAL EDUCATION TO COMMUNITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore John Thatcher Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2023 - Present

BRIGHT LAKE WEALTH MANAGEMENT, LLC

Office #1: 3523 Arrowhead Dr Suite 101, Medford, OR 97504Office #2: 1445 Victor Ave, Suite D, Redding, CA 96003

RIA

CRD#: 323513

Medford, OR

Past

November 5, 2019 - August 2, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Medford, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2023)

IAR

Oregon
(2/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2019

Uniform Investment Adviser Law Examination

Current Firm

BRIGHT LAKE WEALTH MANAGEMENT, LLC

BRIGHT LAKE WEALTH MANAGEMENT, LLC | PINE BROOK WEALTH MANAGEMENT LLC

CRD#: 323513 / SEC#:

California

Registered Investment Advisory firm - (1/4/2023 Approved)

Oregon

Registered Investment Advisory firm - (2/11/2023 Approved)

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Contact information

Main Address

1445 Victor Ave, Suite D, Redding, CA 96003

Mailing Address

Phone number

(530) 395-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	631
AUM (Assets Under Management)	$ 76,440,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore J. Thatcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore John Thatcher Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHT LAKE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2019

Current Firm

BRIGHT LAKE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHT LAKE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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