Wesley Austin
Professional summary
Wesley Austin, who also goes by Wesley Terrance Austin, is a registered financial advisor currently at O'BANNON & DAVIS INC. located in Williamsville, New York.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Wesley has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Austin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2023 - Present
O'BANNON & DAVIS INC.
Office #1: 6265 Sheridan Drive Suite 118, Williamsville, NY 14221November 6, 2019 - March 22, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2023)
Exams
Series 7TO
Date: 11/6/2019
General Securities Representative ExaminationCurrent Firm
O'BANNON & DAVIS INC.
CRD#: 134005 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 454 |
| AUM (Assets Under Management) | $ 59,661,069 |
Red Flags
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Company Information
O'BANNON & DAVIS INC.
CRD#: 134005Williamsville, NY 14221TRUST BUT VERIFY
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