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Wesley Austin

O'BANNON & DAVIS
Williamsville, NY 14221
Some features on this profile are disabled
CRD#: 7193024
WA

Professional summary

Wesley Austin, who also goes by Wesley Terrance Austin, is a registered financial advisor currently at O'BANNON & DAVIS INC. located in Williamsville, New York.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Wesley has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wesley Terrance Austin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Austin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2023 - Present

O'BANNON & DAVIS INC.

Office #1: 6265 Sheridan Drive Suite 118, Williamsville, NY 14221
RIA
CRD#: 134005
Williamsville, NY
Past

November 6, 2019 - March 22, 2021

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WILLIAMSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/24/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/13/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/22/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/6/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2019
Securities Industry Essentials Examination

Current Firm

O&
O'BANNON & DAVIS INC.
O'BANNON & DAVIS INC | O'BANNON DAVIS & WHISTLER, INC. | O'BANNON & DAVIS INC.

CRD#: 134005 / SEC#:

New York
Registered Investment Advisory firm - (3/6/2009 Approved)
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Contact information

Main Address
6265 Sheridan Drive Suite 118, Williamsville, NY 14221
Mailing Address
Phone number
(716) 856-7555
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts454
AUM (Assets Under Management)$ 59,661,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'BANNON & DAVIS INC.

CRD#: 134005Williamsville, NY 14221

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