Connor P. Allan

MEMBERS ADVISORY GROUP

Williamsville, NY 14221

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CRD#: 7193021

Professional summary

Connor P Allan, who also goes by Connor Allan, is a registered financial advisor currently at MEMBERS ADVISORY GROUP, LLC located in Williamsville, New York.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Connor has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connor Allan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor P Allan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2023 - Present

MEMBERS ADVISORY GROUP, LLC

Office #1: 6750 Main Street, Williamsville, NY 14221

RIA

CRD#: 153723

Williamsville, NY

Past

December 19, 2019 - August 5, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WILLIAMSVILLE, NY

Past

November 19, 2019 - August 5, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

WILLIAMSVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEMBERS ADVISORY GROUP, LLC

CRD#: 153723 / SEC#: 801-77362

RIA

Registered Investment Advisory firm - (11/14/2012 Approved)

New York

Registered Investment Advisory firm - (11/27/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/14/2023)

IAR

Texas
(2/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/12/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/18/2019

Securities Industry Essentials Examination

Current Firm

MEMBERS ADVISORY GROUP, LLC

CRD#: 153723 / SEC#: 801-77362

RIA

Registered Investment Advisory firm - (11/14/2012 Approved)

New York

Registered Investment Advisory firm - (11/27/2012 Terminated)

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Contact information

Main Address

6750 Main Street, Williamsville, NY 14221

Mailing Address

Phone number

(716) 632-4066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 14 2025 MAG FORM ADV PART 2A AND 2B FINAL (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,401
AUM (Assets Under Management)	$ 404,998,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor P. Allan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor P Allan's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MEMBERS ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2023

Series 66

Date: 12/12/2019

Series 7TO

Date: 11/19/2019

SIE

Date: 9/18/2019

Current Firm

MEMBERS ADVISORY GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEMBERS ADVISORY GROUP, LLC

TRUST BUT VERIFY

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