Susan B. Fulton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Breakefield Fulton, who also goes by Susan Emma Breakefield, Susan Breakefiel Fulton, Susan Breakerfield Fulton, Susan Breakfield Fulton, Susan Emma Owens, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1980. Susan had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2002 - March 24, 2021
FBB CAPITAL PARTNERS
July 13, 1984 - December 29, 1995
PIM FINANCIAL SERVICES, INC.
September 3, 1982 - July 10, 1984
MANNA CAPITAL MANAGEMENT
November 24, 1980 - September 27, 1982
LINSCO FINANCIAL GROUP, INC.
Primary Firm SEC Registration
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,187 |
| AUM (Assets Under Management) | $ 2,394,809,702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
