Robert F. Trenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Falcon Scott Trenner, who also goes by Robert Falconscott Tenner, Robert Falconscot Trenner, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1984 - March 4, 1993
PACIFIC HARBOR SECURITIES, INC.
September 26, 1984 - September 30, 2020
CORNERSTONE ADVISORS INC
July 5, 1984 - October 15, 1984
FSC SECURITIES CORPORATION
November 24, 1980 - July 18, 1984
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC HARBOR SECURITIES, INC.
CRD#: 8755 / SEC#: , 8-26127
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
