Dewey P. Bushaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dewey Paul Bushaw was a registered financial professional .
Dewey is a previously registered financial professional and started their career in finance in 1980. Dewey had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1994 - January 8, 2019
PACIFIC SELECT DISTRIBUTORS, LLC
June 23, 1992 - March 26, 1994
R.I.C. SECURITIES, INC.
November 15, 1991 - June 18, 1992
BERKELEY INTERNATIONAL SECURITIES CORPORATION
September 5, 1990 - May 14, 1991
ENEX SECURITIES CORPORATION
October 9, 1987 - August 28, 1989
MERRICO INVESTMENTS CORPORATION
December 13, 1984 - October 19, 1987
JOHNSTOWN CAPITAL SECURITIES CORPORATION
October 6, 1983 - October 12, 1984
DAIN RAUSCHER INCORPORATED
November 23, 1980 - October 6, 1983
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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