Carlos A. Palacios Pazos

ALTHUM ADVISORS LLC

Miami, FL 33131

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CRD#: 7191956

Professional summary

Carlos Alberto Palacios Pazos, who also goes by Carlos Palacios, Carlos A Palacios Pazos, is a registered financial advisor currently at ALTHUM ADVISORS LLC located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Carlos has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Palacios | Carlos A Palacios Pazos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Alberto Palacios Pazos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

ALTHUM ADVISORS LLC

Office #1: 1441 Brickell Av. Suite 1016, Miami, FL 33131

RIA

CRD#: 315952

Miami, FL

Past

March 21, 2024 - December 31, 2024

ALTHUM ADVISORS LLC

RIA

CRD#: 315952

Lima,

Past

February 18, 2020 - April 5, 2023

EFG CAPITAL INTERNATIONAL

CRD#: 40118

Magdalena del Mar, Lima 17,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTHUM ADVISORS LLC

CRD#: 315952 / SEC#: 801-122529

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/18/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/14/2020

Securities Industry Essentials Examination

Current Firm

ALTHUM ADVISORS LLC

CRD#: 315952 / SEC#: 801-122529

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

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Contact information

Main Address

1441 Brickell Av. Suite 1016, Miami, FL 33131

Mailing Address

Phone number

+1 (305) 456-7645

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTHUM ADVISORS BROCHURE (6/6/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 1,635,087,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlos A. Palacios Pazos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Alberto Palacios Pazos's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTHUM ADVISORS LLC

ALTHUM ADVISORS LLC

EFG CAPITAL INTERNATIONAL

Primary Firm SEC Registration

ALTHUM ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2024

Series 7TO

Date: 2/18/2020

SIE

Date: 1/14/2020

Current Firm

ALTHUM ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTHUM ADVISORS LLC

TRUST BUT VERIFY

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