Alexander E. Miller

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CRD#: 7191922

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander E Miller, who also goes by Alexander Miller, was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 2020. Alexander had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexander Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 4, 2025 - December 15, 2025

PACER ADVISORS, INC.

RIA

CRD#: 137381

Sacramento, CA

Past

August 27, 2025 - December 15, 2025

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

August 31, 2022 - March 31, 2025

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Redmond, WA

Past

August 31, 2022 - March 31, 2025

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

January 4, 2022 - August 4, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

OXFORD, CT

Past

January 4, 2022 - August 4, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

OXFORD, CT

Past

March 8, 2021 - December 10, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Stamford, CT

Past

December 3, 2020 - December 10, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Stamford, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/22/2020

Securities Industry Essentials Examination

Current Firm

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

Phone number

(855) 780-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 46,063,913,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACER FINANCIAL, INC.

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

PACER ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2021

Series 63

Date: 12/28/2020

Series 7TO

Date: 12/3/2020

SIE

Date: 2/22/2020

Current Firm

PACER ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

PACER ADVISORS, INC.

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