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Alexander E Miller

CRD# 7191922·Registered 2020 - 2025
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander E Miller, who also goes by Alexander Miller, was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 2020 - 2025. Alexander had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

PACER ADVISORS, INC.·CRD# 137381
RIA
Sacramento, CA
September 4, 2025 - December 15, 2025
PACER FINANCIAL, INC.·CRD# 137040
BD
Malvern, PA
August 27, 2025 - December 15, 2025
NEW YORK LIFE INVESTMENT MANAGEMENT LLC·CRD# 109591
RIA
Redmond, WA
August 31, 2022 - March 31, 2025
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
August 31, 2022 - March 31, 2025
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Oxford, CT
January 4, 2022 - August 4, 2022
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Oxford, CT
January 4, 2022 - August 4, 2022
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Stamford, CT
March 8, 2021 - December 10, 2021
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Stamford, CT
December 3, 2020 - December 10, 2021

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Current Firm

PA
PACER ADVISORS, INC.

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - SEC (4/30/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Phone Number

(855) 780-8100

# of Employees

24

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

71

AUM (Assets Under Management)

$41,843,740,164

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pacific Northwest Basketball Officials Association; not investment related; Sports Official-referee; 15 hours per month not during normal business hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PACER ADVISORS, INC.

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - SEC (4/30/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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