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George Douglass Clark

CRD# 719188·Registered 1980 - 1996
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Douglass Clark was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1980 - 1996. George had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
November 7, 1989 - December 31, 1996
VALUE EQUITIES CORPORATION·CRD# 13316
BD
February 18, 1988 - November 7, 1989
FIRST AMERICA EQUITIES CORP.·CRD# 7652
BD
September 30, 1987 - February 2, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 25, 1986 - September 10, 1987
BOETTCHER & COMPANY, INC.·CRD# 101
BD
September 2, 1983 - July 14, 1986
FOSTER & MARSHALL INC.·CRD# 321
BD
November 24, 1980 - August 31, 1983

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Current Firm

TE
TITAN/VALUE EQUITIES GROUP, INC.

TITAN CAPITAL CORPORATION | TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359 / SEC#: 8-16697
BD
Cancelled by SEC on 12/15/1999

Contact Information

Established

California since 05/20/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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