John D. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Kelly was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 6 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 1995 - September 18, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 31, 1991 - July 10, 1995
INVESTMENT CENTERS OF AMERICA, INC.
August 26, 1987 - October 27, 1987
KEMPER FINANCIAL SERVICES, INC.
March 6, 1985 - June 16, 1987
INVEST FINANCIAL CORPORATION
June 20, 1983 - February 25, 1985
E. F. HUTTON & COMPANY INC
November 24, 1980 - June 20, 1983
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
