Donald R. Roberson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Ray Roberson was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1980. Donald had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2010 - June 21, 2022
PROFUNDS DISTRIBUTORS, INC.
August 10, 2006 - October 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 10, 2006 - July 16, 2009
OSAIC FA, INC.
August 23, 2004 - July 16, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 26, 1991 - November 9, 1993
REICH & TANG DISTRIBUTORS, INC.
November 12, 1990 - March 26, 1991
REICH & TANG, L.P.
May 3, 1982 - May 18, 1990
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1980 - May 25, 1982
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
