Rogers Quimby

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CRD#: 719135

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rogers Quimby was a registered financial professional .

Rogers is a previously registered financial professional and started their career in finance in 1980. Rogers had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 17, 2019 - January 26, 2022

CHRONOS WEALTH MANAGEMENT, L.L.C.

RIA

CRD#: 299782

CLEARWATER, FL

Past

October 6, 2017 - April 3, 2019

HAYDEN ROYAL

RIA

CRD#: 170037

Clearwater, FL

Past

September 9, 2008 - March 13, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CLEARWATER, FL

Past

May 3, 2004 - September 9, 2008

NEWEDGE SECURITIES, LLC

CRD#: 10674

CLEARWATER, FL

Past

February 24, 2000 - May 3, 2004

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

November 3, 1989 - February 9, 2018

ROGERS QUIMBY & ASSOCIATES

RIA

CRD#: 110034

CLEARWATER, FL

Past

March 18, 1988 - February 18, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 6, 1985 - March 26, 1988

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

July 8, 1982 - February 6, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Past

November 24, 1980 - January 22, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRONOS WEALTH MANAGEMENT, L.L.C.

CRD#: 299782 / SEC#: 801-116711

RIA

Registered Investment Advisory firm - (5/30/2019 Approved)

Florida

Registered Investment Advisory firm - (6/3/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (6/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/15/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/31/1986

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/1982

General Securities Principal Examination

Current Firm

CHRONOS WEALTH MANAGEMENT, L.L.C.

CRD#: 299782 / SEC#: 801-116711

RIA

Registered Investment Advisory firm - (5/30/2019 Approved)

Florida

Registered Investment Advisory firm - (6/3/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (6/5/2019 Terminated)

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Contact information

Main Address

1432 Court Street, Clearwater, FL 33756

Mailing Address

Phone number

(727) 446-2306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CHRONOS WEALTH MANAGEMENT, L.L.C. (2/19/2026)

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 274,039,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rogers Quimby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAYDEN ROYAL

PURSHE KAPLAN STERLING INVESTMENTS

NEWEDGE SECURITIES, LLC

LONDON PACIFIC SECURITIES, INC.

ROGERS QUIMBY & ASSOCIATES

LPL FINANCIAL LLC

VALUE EQUITIES CORPORATION

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CHRONOS WEALTH MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/1980

SIE

Date: 3/13/2018

Series 5

Date: 12/11/1982

Series 7

Date: 11/15/1980

Series 4

Date: 7/31/1986

Series 24

Date: 6/30/1982

Current Firm

CHRONOS WEALTH MANAGEMENT, L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRONOS WEALTH MANAGEMENT, L.L.C.

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