Bradley L. Kolstoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Louis Kolstoe, who also goes by Brad Kolstoe, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1980. Bradley had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2013 - April 29, 2017
ORCHARD SECURITIES, LLC
January 7, 2013 - March 4, 2013
UBS FINANCIAL SERVICES INC.
December 13, 2011 - March 4, 2013
UBS FINANCIAL SERVICES INC.
August 8, 2011 - November 14, 2011
PATRICK CAPITAL MARKETS, LLC
February 4, 2009 - January 4, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
January 24, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
January 27, 2005 - December 8, 2005
VOYA FINANCIAL ADVISORS, INC.
September 9, 2002 - November 30, 2004
VP DISTRIBUTORS LLC
May 1, 2000 - November 7, 2001
MFS FUND DISTRIBUTORS, INC.
June 11, 1997 - May 17, 2000
DELAWARE DISTRIBUTORS, L.P.
September 24, 1991 - June 3, 1997
UBS FINANCIAL SERVICES INC.
May 29, 1990 - July 31, 1990
BOETTCHER & COMPANY, INC.
April 11, 1986 - August 14, 1990
MONARCH FINANCIAL SERVICES, INC.
February 12, 1985 - July 19, 1985
MORGAN STANLEY DW INC.
May 17, 1984 - February 6, 1985
CITIGROUP GLOBAL MARKETS INC.
November 24, 1980 - February 3, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 8
Date: 5/6/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
