Janice S. Ryan
Professional summary
Janice Susan Ryan, who also goes by Janice Susan Bent, Janice Susan Wong, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.
Janice is registered as a RR (Registered Representative) and started their career in finance in 1980. Janice has worked at 15 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Janice Susan Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2016 - Present
JCC CAPITAL MARKETS, LLC
Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677May 12, 2015 - April 19, 2016
CABIN SECURITIES, INC.
April 30, 2014 - April 23, 2015
MVP AMERICAN SECURITIES
September 26, 2011 - December 6, 2013
SELECT CAPITAL CORPORATION
March 25, 2010 - January 19, 2011
AMERICAN REALTY CAPITAL MARKETS, LLC
October 21, 2008 - September 27, 2011
U.S. SELECT SECURITIES LLC
March 2, 2004 - April 2, 2008
PACIFIC CORNERSTONE CAPITAL INCORPORATED
March 13, 2003 - February 23, 2004
OSAIC WEALTH, INC.
July 24, 2000 - July 9, 2001
CNR SECURITIES, LLC
July 15, 1997 - March 22, 2000
COREBRIDGE CAPITAL SERVICES, INC.
November 22, 1996 - July 15, 1997
SUNAMERICA SECURITIES, INC.
January 1, 1995 - May 10, 1996
WNC CAPITAL CORPORATION
December 1, 1987 - December 14, 1994
ATEL SECURITIES CORPORATION
July 7, 1986 - September 22, 1987
WEDBUSH SECURITIES INC.
November 21, 1980 - August 21, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2020)
(4/19/2016)
(11/22/2021)
(9/24/2021)
(11/25/2020)
(2/3/2017)
(10/28/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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