Alexander G. Minella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Geils Minella was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1980. Alexander had worked at 3 firms and has passed the Series 63, Series 7, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1984 - September 4, 1984
VANDERBILT SECURITIES, INC.
October 6, 1983 - March 13, 1990
WAKEFIELD FINANCIAL CORPORATION
November 21, 1980 - October 14, 1983
G. K. SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/19/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VANDERBILT SECURITIES, INC.
CRD#: 14280 / SEC#: , 8-30209
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
