Craig E. Sigeti

CES INVESTMENT STRATEGIES

Lititz, PA

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CRD#: 719072

Professional summary

Craig Ernest Sigeti, CIMA® is a registered financial advisor currently at CES INVESTMENT STRATEGIES located in Lititz, Pennsylvania.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Craig has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING MEMBER OF CES INVESTMENT MANAGEMENT & CONSULTING, LLC. THIS LLC IS CURRENTLY AN RIA. I ANTICIPATE THAT THIS LLC WILL WITHDRAW ITS RIA IN THE NEXT 90 DAYS. THIS LLC WILL REMAIN IN ORDER TO MANAGE THE FINANCES OF CES INVESTMENT MANAGEMENT & CONSULTING, LLC. NO OTHER BUSINESS ACTIVITIES WILL TAKE PLACE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Ernest Sigeti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 140084

EXTON, PA

Past

April 11, 2005 - April 21, 2010

M&T SECURITIES, INC.

CRD#: 17358

HARRISBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/28/2023)

IAR

Pennsylvania
(3/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/8/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CES INVESTMENT STRATEGIES

CES INVESTMENT STRATEGIES | CES INVESTMENT STRATEGIES, LLC

CRD#: 325168 / SEC#:

Michigan

Registered Investment Advisory firm - (2/9/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/28/2023 Approved)

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Contact information

Main Address

Lititz, PA

Mailing Address

Phone number

(717) 203-0704

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 21,659,951

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig E. Sigeti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Ernest Sigeti's CRS (Customer Relationship Summary).

Certified licenses

Experience

CES INVESTMENT STRATEGIES

PENN INVESTMENT ADVISORS, INC.

LONGVIEW CAPITAL MANAGEMENT LLC

CES INVESTMENT MANAGEMENT & CONSULTING, LLC

FULCRUM ADVISORY SERVICES, LLC

FULCRUM SECURITIES, LLC

M&T SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2010

Series 63

Date: 10/11/2005

Series 6

Date: 4/8/2005

Current Firm

CES INVESTMENT STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CES INVESTMENT STRATEGIES

TRUST BUT VERIFY

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