Drew A. Nobel

CASEY SECURITIES LLC

Greenbrae, CA 94904

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CRD#: 7190508

Professional summary

Drew Adam Nobel, who also goes by Drew Adam Nobel, Drew A Nobel, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.

Drew is registered as a RR (Registered Representative) and started their career in finance in 2020. Drew has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Drew Adam Nobel | Drew A Nobel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Drew Adam Nobel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

CASEY SECURITIES LLC

Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

CRD#: 35230

Greenbrae, CA

Past

January 12, 2023 - July 1, 2024

RFA SECURITIES LLC

CRD#: 305963

PHILADELPHIA, PA

Past

March 1, 2022 - January 11, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Berwyn, PA

Past

March 1, 2022 - January 11, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

West Conshohocken, PA

Past

November 3, 2020 - February 4, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CONSHOHOCKEN, PA

Past

October 23, 2020 - February 4, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CONSHOHOCKEN, PA

Past

March 6, 2020 - September 15, 2020

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/6/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/13/2019

Securities Industry Essentials Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

Current Firm

CASEY SECURITIES LLC

CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.

CRD#: 35230 / SEC#: , 8-21205

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

Mailing Address

100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

Phone number

(415) 954-5579

Established

Delaware since 01/01/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC	100% DIRECT OWNER
POSTREL, HELENE BERSON	PRINCIPAL FINANCIAL OFFICER	2240945
POSTREL, HELENE BERSON	PRINCIPAL OPERATIONS OFFICER	2240945
POSTREL, HELENE BERSON	FINOP	2240945
VORA, ANISH M	CEO	5466748
WONG, WILLIE L	CHIEF COMPLIANCE OFFICER	4170997

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Drew A. Nobel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Drew Adam Nobel's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFA SECURITIES LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2020

Series 63

Date: 5/15/2020

Series 7TO

Date: 3/6/2020

SIE

Date: 12/13/2019

BOX Exchange LLC

Cboe Exchange, Inc.

FINRA

Nasdaq PHLX LLC

Current Firm

CASEY SECURITIES LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CASEY SECURITIES LLC

TRUST BUT VERIFY

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