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Cynthia L. Hall
UNIVERSAL WEALTH MANAGEMENT LLC
Oxnard, CA
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CRD#: 7190322
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Professional summary
Cynthia Lynn Hall, who also goes by Cyndi Hall, Cynthia Lynn Harris, is a registered financial advisor currently at UNIVERSAL WEALTH MANAGEMENT LLC located in Oxnard, California.
Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cynthia has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cyndi Hall | Cynthia Lynn Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Universal Wealth-4252 N Verrado Way, Suite 203, Buckeye, AZ 800-606-5421 Life Insurance & Annuity, Senior Financial Professional 20-30 hours weekly Float- 185 Berry St, San Francisco, CA 94107 Infusion Agency, Infusion RN 5 hours weekly Kona Kapital Corporation- 3743 Dunkirk Dr, Oxnard, CA 93035 S-corp to house contract income for tax purposes, non investment related CEO Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Infusion of Care | NOT INVESTMEN-RELATED | 5455 Garden Grove Blvd. 250,Westminster, CA 92683 | Infusion therapy | RN, IV Therapy | START DATE: 9/1/2021 | 40HRS/MO-4HRS DURING TRADING |Start IVs for clients and give them the prescribed infusions. THE MWE PARTNERSHIP POSITION: Agent NATURE: This is a partner with WFG to sell Group Life Insurance through several different companies l INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 8370 Veterans Highway Suite 101, Millerville MD 21108, United States DESCRIPTION: Being an Agent with the ability to sell Transamerica Group Life Insurance products. As I qm running my WFG business and securities business I have found a need for the business owners I come across to offer group life insurance. OPTION HEALTH CARE POSITION: RN NATURE: IV infusion therapy INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 02/06/2023 ADDRESS: 3000 Lakeside Dr, 300N, Bannockburn IL 60015, United States DESCRIPTION: I will be infusing patients medication and managing their IV access HEALTHCARE INSURANCE POSITION: Agent NATURE: Sale of Healthcare Insurance only INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/06/2023 ADDRESS: 515 Marin St, 408, Thousand Oaks CA 91360, United States DESCRIPTION: I would be selling healthcare insurance to a variety of different companies. I don't have the specific companies yet, Example would be: Independent Health Agencies Warner Pacific and others
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Lynn Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2025 - Present
UNIVERSAL WEALTH MANAGEMENT LLC
RIA
CRD#: 333585
Oxnard, CA
Past
May 10, 2021 - November 15, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Thousand Oaks, CA
Past
February 18, 2021 - November 15, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Thousand Oaks, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/18/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
UW
UNIVERSAL WEALTH MANAGEMENT LLC
UNIVERSAL WEALTH MANAGEMENT LLC
CRD#: 333585 / SEC#:
Arizona
Registered Investment Advisory firm - (11/26/2024 Approved)California
Registered Investment Advisory firm - (4/30/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15331 W Bell Road Ste 318, Surprise, AZ 85374
Mailing Address
Phone number
(623) 323-2268
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 8,000,000 |
Red Flags
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