Cynthia Lynn Hall
Professional Summary
Cynthia Lynn Hall, who also goes by Cyndi Hall, Cynthia Lynn Harris, is a registered financial advisor currently at UNIVERSAL WEALTH MANAGEMENT LLC located in Oxnard, California. Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cynthia has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cyndi Hall, Cynthia Lynn Harris
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
UNIVERSAL WEALTH MANAGEMENT LLC
Contact Information
Main Address
15331 W Bell Road Ste 318, Surprise, AZ 85374Phone Number
(623) 323-2268# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
144AUM (Assets Under Management)
$28,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/30/2025)
(10/6/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2021About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Lynn Hall's CRS (Customer Relationship Summary).
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