Hans P. Eveillard
Professional summary
Hans Patrick Kulicke Eveillard was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hans is a previously registered financial professional and started their career in finance in 2020. Prior to being barred, Hans had worked at 2 firms, which includes ALIGHT FINANCIAL SOLUTIONS LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2022 - November 4, 2022
ALIGHT FINANCIAL SOLUTIONS, LLC
September 1, 2020 - July 14, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/31/2020
General Securities Representative ExaminationCurrent Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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